One of the Top 5 Largest Global Wealth Management Firms.
Multiple Federal Regulatory Agencies mandated that each of the largest financial services firms validate the accuracy of and maintain a standard frequency of delivery for over 100 regulatory reports.
Deliver a global program facilitating a full-scale assessment of and update to all internal Finance, Compliance, and Operations Reporting Protocols.
Over $50 Billion in misreporting was identified and corrected (overshot the client’s initial forecasts by an exponential multiple)
Several million dollars in regulatory fines were subsequently avoided